Whitepapers & Publications

Thought Leadership & Regulatory Insights

In-depth whitepapers, SEC cybersecurity disclosure rules analysis, and AI Model Governance frameworks for investment company board trustees.

Maresca Governance Insights

Boardroom Thought Leadership

Executive commentary providing practical frameworks for fund directors on SEC cybersecurity enforcement, AI model governance, and RegTech implementation.

Featured Whitepaper Series

Strategic Governance: Audit Committee Oversight of AI and Digital Resilience under an Evolving SEC Regulatory Landscape

An executive guide detailing practical oversight metrics for fund directors regarding SEC Regulation S-P cybersecurity safeguards, third-party vendor risk architecture (TPRM), model risk management (MRM) back-testing, and mitigating "AI Washing" in fund disclosures.

Cyber Materiality: Pre-defined board notification triggers vs. SEC Form N-CSR disclosures.

Model Governance: Algorithm drift logs, concept drift checks, and data lineage tracking.

Quarterly Agenda: Structured 4-quarter execution cadence for Audit Committee Chairs.

Published by Maresca Governance Advisors