Maresca Governance Advisors
Independent Fund Directorships • Audit Committee Leadership • Strategic Investment Management Consulting
Frank J. Maresca is an accomplished financial executive, SEC-qualified Financial Expert, and active NYSE Closed-End Fund Audit Committee Chair with over 35 years of investment management experience.
His career spans senior leadership roles across mutual fund complexes, asset servicing platforms, and prime brokerage businesses—including serving as President & CEO of Bear Stearns Funds Management, Head of Fund Administration at Equiniti and Ultimus, and Chair of the U.S. Fund Regulatory Working Group at Broadridge.
Core Practice Areas
- Audit Committee Chair & Financial Expert
- SEC-Registered & Private Fund Oversight
- 15(c) Advisory Agreement & Fee Evaluations
- Governance & Nominating Leadership
- SEC Regulatory Rule Implementation (TSR, Rule 2a-5)
- Service Provider Selection & Vendor RFP Oversight
- Operational Risk & Fund Admin Optimizations
- Audit Readiness & Accounting Controls Review
Key Industry Distinctions
Frank J. Maresca
Chief Executive Officer, Maresca Governance Advisors
Independent Fund Director & Audit Committee Chair
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Audit Committee Leadership & Board Directorships
Available for open independent board seats and Audit Committee Chairmanship for Mutual Funds, ETFs & CEFs. 35+ years of financial & SEC oversight experience.
Strategic Advisory & AI RegTech Solutions
Specialized consulting for fund boards, CCOs & advisers on service provider RFPs/evaluations, Section 15(c) renewals & practical AI deployment.
Start a Confidential Conversation
Frank welcomes confidential conversations regarding selective Independent Director, Audit Committee Chair, Advisory Board, and senior consulting opportunities with registered investment funds, BDCs, and asset management platforms.